Understanding Linear Independence Through Ax = 0: Zero Vectors, Pivots, and Why n > m Forces Dependence

An intuitive introduction to linear independence using Ax=0, including why the zero vector causes dependence, why nearly parallel vectors can remain independent, and why n vectors in R^m must be dependent whenever n>m.

Understanding Linear Independence Through \(Ax=0\)

This note follows the beginning of Gilbert Strang's Section 3.4, Independence, Basis and Dimension.

The central question is:

\[ \boxed{\text{Does every vector contribute a genuinely new direction, or is there redundancy?}} \]

1. Linear independence using \(Ax=0\)

Suppose vectors \(v_1,\ldots,v_n\) are placed as the columns of a matrix:

\[ A=[v_1\;v_2\;\cdots\;v_n]. \]

Then

\[ Ax=0 \]

means

\[ x_1v_1+x_2v_2+\cdots+x_nv_n=0. \]

The vectors are linearly independent when the only solution is

\[ x_1=x_2=\cdots=x_n=0. \]

Equivalently,

\[ \boxed{N(A)=\{0\}.} \]

If \(Ax=0\) has a nonzero solution, then the vectors are dependent.

The practical meaning is:

\[ \boxed{\text{independent}=\text{no redundancy}.} \]

2. Two almost parallel vectors can still be independent

Consider

\[ v_1= \begin{bmatrix} 1\\ 0 \end{bmatrix}, \qquad v_2= \begin{bmatrix} 1\\ 0.00001 \end{bmatrix}. \]

Put them into a matrix:

\[ A= \begin{bmatrix} 1&1\\ 0&0.00001 \end{bmatrix}. \]

To test independence, solve

\[ Ax=0. \]

Reducing \(A\):

\[ \begin{bmatrix} 1&1\\ 0&0.00001 \end{bmatrix} \longrightarrow \begin{bmatrix} 1&1\\ 0&1 \end{bmatrix} \longrightarrow \begin{bmatrix} 1&0\\ 0&1 \end{bmatrix}. \]

There is a pivot in both columns.

Therefore there are no free variables and

\[ x_1=x_2=0. \]

So

\[ \boxed{N(A)=\{0\}} \]

and the two vectors are independent.

This shows that independence is an exact property. Vectors can be extremely close to parallel and still be independent if one is not exactly a multiple of the other.

3. Why any set containing the zero vector is dependent

Consider

\[ v_1= \begin{bmatrix} 1\\ 1 \end{bmatrix}, \qquad v_2= \begin{bmatrix} 0\\ 0 \end{bmatrix}. \]

Then

\[ A= \begin{bmatrix} 1&0\\ 1&0 \end{bmatrix}. \]

Solve

\[ Ax=0. \]

This gives

\[ x_1=0, \]

while \(x_2\) is free because the second column is zero.

Choose

\[ x_2=1. \]

Then

\[ x= \begin{bmatrix} 0\\ 1 \end{bmatrix} \]

is a nonzero solution of \(Ax=0\).

Equivalently,

\[ 0 \begin{bmatrix} 1\\ 1 \end{bmatrix} + 1 \begin{bmatrix} 0\\ 0 \end{bmatrix} = \begin{bmatrix} 0\\ 0 \end{bmatrix}. \]

The coefficients are not both zero.

Therefore the vectors are dependent.

So:

\[ \boxed{\text{Any set containing the zero vector is automatically dependent.}} \]

4. Why three vectors in \(\mathbb R^2\) must be dependent

Take

\[ v_1= \begin{bmatrix} 1\\ 0 \end{bmatrix}, \qquad v_2= \begin{bmatrix} 0\\ 1 \end{bmatrix}, \qquad v_3= \begin{bmatrix} 2\\ 3 \end{bmatrix}. \]

Put them into a matrix:

\[ A= \begin{bmatrix} 1&0&2\\ 0&1&3 \end{bmatrix}. \]

Here

\[ m=2, \qquad n=3. \]

There are only two rows, so there can be at most two pivots:

\[ r\le2. \]

Therefore three pivots are impossible.

At least one column must be free.

Solving

\[ Ax=0 \]

gives

\[ x_1+2x_3=0, \]

\[ x_2+3x_3=0. \]

Set the free variable

\[ x_3=1. \]

Then

\[ x_1=-2, \qquad x_2=-3. \]

So

\[ x= \begin{bmatrix} -2\\ -3\\ 1 \end{bmatrix} \]

is a nonzero nullspace vector.

Thus

\[ -2v_1-3v_2+v_3=0. \]

Equivalently,

\[ v_3=2v_1+3v_2. \]

The third vector adds no new independent direction.

5. Why pivots cannot reach n when n > m

For an \(m\times n\) matrix,

\[ \boxed{r\le\min(m,n).} \]

A pivot needs its own pivot row.

Therefore the number of pivots can never exceed the number of rows:

\[ r\le m. \]

If

\[ n>m, \]

then

\[ r\le m<n. \]

Therefore

\[ r<n. \]

So not every column can be a pivot column.

Hence at least one free variable exists.

A free variable gives a nonzero solution to \(Ax=0\).

Therefore the columns must be dependent.

The complete logical chain is

\[ \boxed{ n>m \Rightarrow r<n \Rightarrow \text{free variable} \Rightarrow Ax=0\text{ has a nonzero solution} \Rightarrow \text{dependent columns} }. \]

Thus:

\[ \boxed{\text{Any }n\text{ vectors in }\mathbb R^m\text{ are dependent if }n>m.} \]

6. Geometric meaning of n > m

In \(\mathbb R^2\), two independent vectors can already span the entire plane.

For example,

\[ v_1=(1,0), \qquad v_2=(0,1). \]

Every vector

\[ (a,b) \]

can be written as

\[ a v_1+b v_2. \]

So after two independent directions, the entire plane is already available.

A third vector cannot introduce a new third direction while remaining inside \(\mathbb R^2\).

It must be a combination of the first two.

Similarly, \(\mathbb R^3\) can contain at most three independent directions. Any fourth vector must be dependent on the others.

7. Why Strang defines dependence using a zero combination

Suppose

\[ v_3=2v_1+5v_2. \]

Then \(v_3\) is clearly redundant.

Move everything to one side:

\[ 2v_1+5v_2-v_3=0. \]

The coefficients

\[ 2,\;5,\;-1 \]

are not all zero.

Therefore this is a nontrivial solution of

\[ Ax=0. \]

So the vectors are dependent.

But the same equation can also be rearranged as

\[ v_1=-\frac52v_2+\frac12v_3. \]

So there is no need to label one particular vector as the unique redundant vector.

The equation

\[ Ax=0 \]

treats all columns equally and simply asks whether there is redundancy anywhere in the set.

Core mental model

Linear independence asks:

\[ \boxed{\text{Does every vector contribute something genuinely new?}} \]

If yes, the vectors are independent.

If some nonzero combination produces zero, then there is a hidden relationship among the vectors and the set is dependent.

The matrix test is:

\[ \boxed{Ax=0.} \]

If the only solution is

\[ x=0, \]

the columns are independent.

If there is any nonzero solution, the columns are dependent.


Note metadata

  • Note type: learning-note
  • Subject: learning-notes
  • Source: Introduction to Linear Algebra, 5th Edition — Section 3.4: Independence, Basis and Dimension

Related notes